Filing Details
- Accession Number:
- 0000045012-13-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 16:40:08
- Reporting Period:
- 2013-02-13
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 16:40:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1423576 | S James Brown | 1125 17Th Street Suite 1900 Denver CO 80202 | President - Western Hemisphere | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-13 | 628 | $40.84 | 403,933 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-02-14 | 3,844 | $42.00 | 400,336 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $33.50 | 2012-12-05 | 2022-12-05 | 56,900 | 56,900 | Direct |
| Common Stock | Option to Buy Common Stock | $35.57 | 2011-12-06 | 2021-12-06 | 43,700 | 43,700 | Direct |
| Common Stock | Option to Buy Common Stock | $15.42 | 2008-12-02 | 2018-12-02 | 16,566 | 16,566 | Direct |
| Common Stock | Option to Buy Common Stock | $39.19 | 2010-12-01 | 2020-12-01 | 26,100 | 26,100 | Direct |
| Common Stock | Option to Buy Common Stock | $29.35 | 2009-12-01 | 2019-12-01 | 45,600 | 45,600 | Direct |
| Common Stock | Option to Buy Common Stock | $35.67 | 2008-02-13 | 2018-02-13 | 10,000 | 10,000 | Direct |
| Common Stock | Option to Buy Common Stock | $33.02 | 2006-01-06 | 2016-01-06 | 6,000 | 6,000 | Direct |
| Common Stock | Option to Buy Common Stock | $29.87 | 2007-01-03 | 2017-01-03 | 13,400 | 13,400 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-05 | 56,900 | 56,900 | Direct |
| 2021-12-06 | 43,700 | 43,700 | Direct |
| 2018-12-02 | 16,566 | 16,566 | Direct |
| 2020-12-01 | 26,100 | 26,100 | Direct |
| 2019-12-01 | 45,600 | 45,600 | Direct |
| 2018-02-13 | 10,000 | 10,000 | Direct |
| 2016-01-06 | 6,000 | 6,000 | Direct |
| 2017-01-03 | 13,400 | 13,400 | Direct |
Footnotes
- Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 30, 2012.
- Includes 247.71 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended December 31, 2012.
Billionaire Hedge Funds
