Filing Details
- Accession Number:
- 0001209191-13-009340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 15:26:42
- Reporting Period:
- 2013-02-13
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 15:26:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
757011 | Usg Corp | USG | Concrete, Gypsum & Plaster Products (3270) | 363329400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207391 | Ricky David Lowes | C/O Usg Corporation 550 West Adams Street Chicago IL 60661 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-13 | 9,707 | $0.00 | 52,865 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-02-13 | 3,141 | $30.31 | 49,724 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-02-14 | 15,000 | $30.04 | 34,724 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Market Share Units | Acquisiton | 2013-02-13 | 6,076 | $0.00 | 6,076 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,076 | 2015-12-31 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 782 | Indirect | By 401(K) plan |
Footnotes
- Shares withheld to satisfy tax withholding obligation with respect to performance shares that became earned.
- The per share sales price for the common stock sold in the reported transaction ranged from $30.00 to $30.14. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Each market share unit represents the right to receive one share of common stock assuming certain market price targets are achieved. The market share units vesting and the actual number of shares received are contingent on Issuer's common stock achieving certain pre-defined market price levels during pre-determined intervals and continued employment.
- The market share units will be earned, if at all, one-half on December 31, 2014 and one-half on December 31, 2015, in each case if pre-determined market price targets of Issuer's common stock are attained.