Filing Details

Accession Number:
0001315074-13-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-15 15:14:22
Reporting Period:
2013-02-14
Filing Date:
2013-02-15
Accepted Time:
2013-02-15 15:14:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS Security Brokers, Dealers & Flotation Companies (6211) 320122554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315074 W Richard Gilbert 2020 Calamos Court
Naperville IL 60563
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-02-14 100 $10.58 16,339 No 4 S Direct
Class A Common Stock Disposition 2013-02-14 100 $10.63 16,239 No 4 S Direct
Class A Common Stock Disposition 2013-02-14 100 $10.64 16,139 No 4 S Direct
Class A Common Stock Disposition 2013-02-14 100 $10.64 16,039 No 4 S Direct
Class A Common Stock Disposition 2013-02-14 200 $10.67 15,839 No 4 S Direct
Class A Common Stock Disposition 2013-02-14 100 $10.65 15,739 No 4 S Direct
Class A Common Stock Disposition 2013-02-14 100 $10.60 15,639 No 4 S Direct
Class A Common Stock Disposition 2013-02-14 100 $10.60 15,539 No 4 S Direct
Class A Common Stock Acquisiton 2013-02-14 4,563 $0.00 20,102 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
Footnotes
  1. Represents Stock Units which will be settled soley in Class A Common Stock. The Restricted Stock units vest in shares in three equal installments each on February 14, 2017, 2018 and 2019.
  2. Total represents 15,539.3900 shares of Class A Common Stock and 4,563.00 Restricted Stock Units (which will be settled solely in Class A Common Stock).