Filing Details
- Accession Number:
- 0001315074-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 15:14:22
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 15:14:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315074 | W Richard Gilbert | 2020 Calamos Court Naperville IL 60563 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-02-14 | 100 | $10.58 | 16,339 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-02-14 | 100 | $10.63 | 16,239 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-02-14 | 100 | $10.64 | 16,139 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-02-14 | 100 | $10.64 | 16,039 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-02-14 | 200 | $10.67 | 15,839 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-02-14 | 100 | $10.65 | 15,739 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-02-14 | 100 | $10.60 | 15,639 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-02-14 | 100 | $10.60 | 15,539 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-02-14 | 4,563 | $0.00 | 20,102 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- Represents Stock Units which will be settled soley in Class A Common Stock. The Restricted Stock units vest in shares in three equal installments each on February 14, 2017, 2018 and 2019.
- Total represents 15,539.3900 shares of Class A Common Stock and 4,563.00 Restricted Stock Units (which will be settled solely in Class A Common Stock).