Filing Details
- Accession Number:
- 0001181431-13-010018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-15 11:43:07
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-15
- Accepted Time:
- 2013-02-15 11:43:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 802681 | Bryn Mawr Bank Corp | BMTC | State Commercial Banks (6022) | 232434506 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227984 | Ii C Frederick Peters | Bryn Mawr Bank Corporation 801 Lancaster Avenue Bryn Mawr PA 19010 | President And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-14 | 4,000 | $17.85 | 31,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-14 | 20,000 | $18.46 | 51,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-14 | 4,000 | $23.19 | 47,425 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-14 | 20,000 | $23.04 | 27,425 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-02-14 | 20,000 | $18.46 | 20,000 | $18.46 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-02-14 | 4,000 | $17.85 | 4,000 | $17.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-04-15 | 2013-04-15 | No | 4 | M | Direct |
| 0 | 2004-05-16 | 2013-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,700 | Indirect | The Bryn Mawr Trust Company cust. IRA of Frederick C. Peters II Rollover IRA |
| Common Stock | 175 | Indirect | Held in Spouse's IRA |
| Common Stock | 3,441 | Indirect | Held in 401 (k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | $20.47 | 2005-04-23 | 2014-04-23 | 24,000 | 24,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $18.91 | 2005-05-12 | 2015-05-12 | 30,000 | 30,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $21.21 | 2005-12-12 | 2015-12-12 | 24,000 | 24,000 | Direct |
| Common Stock | Phantom Stock | $0.00 | 0 | 121 | Direct | ||
| Common Stock | Options to Purchase Common Stock | $22.00 | 2008-08-29 | 2017-08-29 | 18,000 | 18,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $24.27 | 2009-08-18 | 2018-08-18 | 18,000 | 18,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $18.27 | 2010-08-21 | 2019-08-21 | 23,000 | 23,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-04-23 | 24,000 | 24,000 | Direct |
| 2015-05-12 | 30,000 | 30,000 | Direct |
| 2015-12-12 | 24,000 | 24,000 | Direct |
| 0 | 121 | Direct | |
| 2017-08-29 | 18,000 | 18,000 | Direct |
| 2018-08-18 | 18,000 | 18,000 | Direct |
| 2019-08-21 | 23,000 | 23,000 | Direct |
Footnotes
- The vesting of these options was accelerated by the registrant and became fully vested as of June 16, 2005.
- These options become exercisable over a three (3) year period in 33 1/3% increments starting on April 15, 2004 and on each April 15 thereafter until the options are fully exercisable.
- These options become exercisable over a three (3) year period in 33 1/3% increments starting on May 16, 2004 and on each May 16 thereafter until the options are fully exercisable.
- Acquired in a transaction exempt under Rule 16b-3
- These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16b-3.
- Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as an employee.
- Held in Bryn Mawr Trust Company Executive Officers Deferred Comp. Plan.
- These options become exercisable over a five (5) year period in 20% increments starting on 08/29/2008 and on each 08/29 thereafter until the options are fully exercisable.
- These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/18/2009 and on each 8/18 thereafter until the options are fully exercisable.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/21/2010 and on each 8/21 thereafter until the options are fully exercisable.
- The breakdown of the sale is as follow: 200 shs. @ $23.132; 100 shs. @ $23.196; 699 shs. @ $23.18; 100 shs. @ $23.184; 600 shs. @ $23.196; 200 shs. @ $23.19; 100 shs. @ $23.162; 100 shs. @ $23.16; 500 shs. @ $23.1601; 100 shs. @ $23.22; 100 shs. @ $23.236; 1 shs. @ $23.24; 200 shs. @ $23.23; 500 shs. @ $23.2232; 500 shs. @ $23.185.
- The breakdown of the sale is as follows: 100 shs. @ $23.02; 608 shs. @ $23.01; 11,692 shs. @ $23; 1,000 shs. @ $ 23.028; 1,016 shs. @ $23.08; 200 shs. @ $23.05; 100 shs. @ $23.03; 400 shs. @ $23.081; 400 shs. @ $23.09; 1,300 shs. @ $23.18; 184 shs. @ $23.12; 100 shs. @ $23.11; 1,900 shs. @ $23.0801; 200 shs. @ $23.135; 500 shs. @ $23.0601; 100 shs. @ $23.17; 200 shs. @ $23.07.
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