Filing Details
- Accession Number:
- 0001181431-13-009893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-14 18:37:01
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2013-02-14
- Accepted Time:
- 2013-02-14 18:37:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047884 | Anworth Mortgage Asset Corp | ANH | Real Estate Investment Trusts (6798) | 522059785 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209605 | M Thad Brown | C/O Anworth Mortgage Asset Corporation 1299 Ocean Avenue, Second Floor Santa Monica CA 90401 | Cfo, Secretary And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-14 | 5,439 | $6.24 | 30,438 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series B Cumulative Convertible Preferred Stock | $10.50 | 2012-11-28 | 2,831 | 738 | Indirect | |
Common Stock | Stock Option (right to buy) | $13.80 | 2004-05-01 | 2013-05-01 | 38,700 | 38,700 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,831 | 738 | Indirect | |
2013-05-01 | 38,700 | 38,700 | Direct |
Footnotes
- The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustments is $3.8370 per share.
- The Series B Cumulative Convertible Preferred Stock has no expiration date.