Filing Details
- Accession Number:
- 0001104659-13-010929
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-14 17:12:26
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-14
- Accepted Time:
- 2013-02-14 17:12:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1529377 | Ares Commercial Real Estate Corp | ACRE | Real Estate Investment Trusts (6798) | 453148087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543270 | Hope John Bryant | C/O Ares Management Llc 2 North Lasalle Street, Suite 925 Chicago IL 60602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-07-30 | 304 | $16.89 | 6,723 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-11 | 2 | $16.88 | 6,725 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-10-23 | 650 | $16.87 | 6,075 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting person is hereby disclosing a delinquent Form 4 transaction.
- Includes shares of restricted stock granted pursuant to the issuer's 2012 Equity Incentive Plan still subject to vesting as disclosed on a Form 4 filed by the reporting person on May 1, 2012.
- Inadvertent purchase not directed by the reporting person of 2.133 shares of the issuer's Common Stock at $16.8776 per share through an automatic broker-administered dividend reinvestment plan. This purchase constituted a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with respect to the reporting person's sales of 304 shares of the issuer's Common Stock on July 30, 2012 and 650 shares of the issuer's Common Stock on October 23, 2012. These purchase and sale transactions resulted in a short swing profit of $0.02, which has been disgorged in full by the reporting person to the issuer. The dividend reinvestment feature of the reporting person's account has since been removed.