Filing Details

Accession Number:
0001104659-13-010924
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-14 17:09:25
Reporting Period:
2013-01-10
Filing Date:
2013-02-14
Accepted Time:
2013-02-14 17:09:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1529377 Ares Commercial Real Estate Corp ACRE Real Estate Investment Trusts (6798) 453148087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543270 Hope John Bryant C/O Ares Management Llc
2 North Lasalle Street, Suite 925
Chicago IL 60602
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-10 13 $17.03 6,088 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The reporting person is hereby disclosing a delinquent Form 4 transaction.
  2. Inadvertent purchase not directed by the reporting person of 13.141 shares of the issuer's Common Stock at $17.0291 per share through an automatic broker-administered dividend reinvestment plan. This purchase constituted a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the reporting person's sales of 304 shares of the issuer's Common Stock on July 30, 2012 and 650 shares of the issuer's Common Stock on October 23, 2012. These purchase and sale transactions did not result in a short swing profit because the January 10, 2013 purchase price was greater than any of the matchable sale prices, and as a result no disgorgement to the issuer is required of the reporting person. The dividend reinvestment feature of the reporting person's account has since been removed.
  3. Includes shares of restricted stock granted pursuant to the issuer's 2012 Equity Incentive Plan still subject to vesting as disclosed on a Form 4 filed by the reporting person on May 1, 2012.