Filing Details

Accession Number:
0001225208-13-004171
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-14 16:58:31
Reporting Period:
2013-02-12
Filing Date:
2013-02-14
Accepted Time:
2013-02-14 16:58:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1483815 M Tonit Calaway Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
Vp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-12 1,598 $53.28 4,409 No 4 F Direct
Common Stock Acquisiton 2013-02-13 8,535 $22.63 12,944 No 4 M Direct
Common Stock Acquisiton 2013-02-13 2,695 $12.30 15,639 No 4 M Direct
Common Stock Disposition 2013-02-13 2,695 $53.54 12,944 No 4 S Direct
Common Stock Disposition 2013-02-13 4,409 $53.57 8,535 No 4 S Direct
Common Stock Disposition 2013-02-13 8,535 $53.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-02-13 8,535 $0.00 8,535 $22.63
Common Stock Stock Option (right to buy) Disposition 2013-02-13 2,695 $0.00 2,695 $12.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-10 2020-02-10 No 4 M Direct
0 2010-02-12 2019-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 6,088 Direct
Common Stock 2,500 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $51.78 2014-02-04 2023-02-04 10,671 10,671 Direct
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 10,309 10,309 Direct
Common Stock Stock Option (right to buy) $41.33 2012-02-09 2021-02-09 5,807 5,807 Direct
Common Stock Stock Option (right to buy) $52.45 2005-02-10 2014-02-10 591 591 Direct
Common Stock Stock Option (right to buy) $39.04 2009-02-13 2018-02-13 1,302 1,302 Direct
Common Stock Stock Option (right to buy) $51.46 2007-02-14 2016-02-14 1,024 1,024 Direct
Common Stock Stock Option (right to buy) $68.91 2008-02-14 2017-02-14 3,198 3,198 Direct
Common Stock Stock Option (right to buy) $61.20 2006-02-15 2015-02-15 876 876 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-04 10,671 10,671 Direct
2022-02-06 10,309 10,309 Direct
2021-02-09 5,807 5,807 Direct
2014-02-10 591 591 Direct
2018-02-13 1,302 1,302 Direct
2016-02-14 1,024 1,024 Direct
2017-02-14 3,198 3,198 Direct
2015-02-15 876 876 Direct
Footnotes
  1. On 2/12/2013, 4268 shares of restricted stock vested. 1598 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 2670 shares are now reflected as common stock.
  2. The shares of unvested restricted stock granted 2/12/09 were granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan and are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10, 2/9/11, 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
  3. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  4. All options are currently exercisable.
  5. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
  6. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
  7. Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
  8. Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.