Filing Details

Accession Number:
0000935660-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-14 16:53:52
Reporting Period:
2013-02-12
Filing Date:
2013-02-14
Accepted Time:
2013-02-14 16:53:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493761 Parametric Sound Corp PAMT Communications Equipment, Nec (3669) 272767540
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211644 F Kenneth Potashner C/O Maxwell Technologies Inc
9244 Balboa Ave
San Diego CA 92123
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-12 12,490 $3.25 12,490 No 4 M Direct
Common Stock Disposition 2013-02-12 11,790 $10.11 700 No 4 S Direct
Common Stock Disposition 2013-02-12 700 $9.85 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-02-12 12,490 $0.00 12,490 $3.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
377,510 2011-12-29 2016-12-29 No 4 M Direct
Footnotes
  1. shares sold pursuant to cashless exercise of options granted pursuant to Rule 16b-3.
  2. Total of 280,010 options are vested. Balance of 97,500 vest at rate of 24,375 each calendar quarter.