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Filing Details

Accession Number:: 0001209191-13-008692
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2013-02-14 11:51:22
Reporting Period:: 2012-12-31

Filing Date:: 2013-02-14
Accepted Time:: 2013-02-14 11:51:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
862831	Financial Institutions Inc	FISI	National Commercial Banks (6021)	160816610

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1507564	Marie Rita Bartol	220 Liberty Street Warsaw NY 14569	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-01-21	765	$19.37	765	No	4	I	Indirect	Held in 401K Plan
Common Stock	Acquisiton	2011-04-21	137	$16.56	924	No	4	I	Indirect	Held in 401K Plan
Common Stock	Disposition	2011-07-21	48	$16.81	906	No	4	S	Indirect	Held in 401K Plan
Common Stock	Disposition	2011-10-21	17	$15.05	919	No	4	I	Indirect	Held in 401K Plan
Common Stock	Acquisiton	2012-01-23	25	$16.58	974	No	4	P	Indirect	Held in 401K Plan
Common Stock	Disposition	2012-02-09	37	$16.80	940	No	4	S	Indirect	Held in 401K Plan
Common Stock	Acquisiton	2012-05-10	55	$16.81	1,064	No	4	P	Indirect	Held in 401K Plan
Common Stock	Disposition	2012-08-10	46	$17.16	1,062	No	4	S	Indirect	Held in 401K Plan
Common Stock	Disposition	2012-11-12	59	$18.14	1,087	No	4	I	Indirect	Held in 401K Plan
Common Stock	Disposition	2012-12-21	1,118	$18.37	15	No	4	I	Indirect	Held in 401K Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	I	Indirect	Held in 401K Plan
No	4	I	Indirect	Held in 401K Plan
No	4	S	Indirect	Held in 401K Plan
No	4	I	Indirect	Held in 401K Plan
No	4	P	Indirect	Held in 401K Plan
No	4	S	Indirect	Held in 401K Plan
No	4	P	Indirect	Held in 401K Plan
No	4	S	Indirect	Held in 401K Plan
No	4	I	Indirect	Held in 401K Plan
No	4	I	Indirect	Held in 401K Plan

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	935	Indirect	Held in 401K Plan
Common Stock	4,088	Direct

Footnotes

Acquired 22 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/21/2011 and 4/21/2011.
Acquired 30 shares of FISI Common Stock from new money contributions under the 401(K) plan between 4/22/2011 and 7/21/2011.
Acquired 30 shares of FISI Common Stock from new money contributions under the 401(K) plan between 7/22/2011 and 10/21/2011.
Acquired 16 shares of FISI Common Stock from new money contributions under the 401(K) plan between 7/22/2011 and 12/31/2011.
Acquired 14 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/1/2012 and 1/23/2012.
This transaction resulted from a reallocation of funds within Ms. Bartol's 401k account. The reallocation resulted in the disposition of a relatively small number of shares of FISI common stock from the FISI stock fund. The issuer has determined the amount of the short-swing profit resulting from this transaction to be in the amount of $5.59 and such amount has been paid by Ms. Bartol to the issuer.
Acquired 3 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/24/2012 and 2/9/2012.
Acquired 69 shares of FISI Common Stock from new money contributions under the 401(K) plan between 2/10/2012 and 5/10/2012.
This transaction resulted from a reallocation of funds within Ms. Bartol's 401k account. The reallocation resulted in the disposition of a relatively small number of shares of FISI common stock from the FISI stock fund. The issuer has determined the amount of the short-swing profit resulting from this transaction to be in the amount of $16.36 and such amount has been paid by Ms. Bartol to the issuer.
Acquired 44 shares of FISI Common Stock from new money contributions under the 401(K) plan between 5/11/2012 and 8/10/2012.
Acquired 84 shares of FISI Common Stock from new money contributions under the 401(K) plan between 8/11/2012 and 11/12/2012.
Acquired 46 shares of FISI Common Stock from new money contributions under the 401(K) plan between 11/13/2012 and 12/21/2012.