Filing Details

Accession Number:
0001144204-13-008634
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-14 10:36:45
Reporting Period:
2012-10-22
Filing Date:
2013-02-14
Accepted Time:
2013-02-14 10:36:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1537834 Richfield Oil & Gas Co ROIL Drilling Oil & Gas Wells (1381) 352404100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544490 Garry Glenn Macneil 15 W. South Temple
Suite 1050
Salt Lake City UT 84101
Cfo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-10-22 880,556 $0.16 23,995,105 No 4 S Direct
Common Stock Acquisiton 2012-11-28 154,753 $1.60 2,554,264 No 4 P Direct
Common Stock Acquisiton 2012-11-28 5,958 $2.50 2,560,222 No 4 P Direct
Common Stock Acquisiton 2012-11-30 96,800 $2.50 2,657,022 No 4 P Direct
Common Stock Acquisiton 2012-12-11 207,511 $0.00 2,657,022 No 4 G Indirect Wife
Common Stock Disposition 2012-12-11 50,000 $0.00 2,607,022 No 4 G Indirect Daughter
Common Stock Acquisiton 2012-12-14 25,000 $2.50 2,632,022 No 4 P Direct
Common Stock Acquisiton 2012-12-14 50,000 $2.50 2,682,022 No 4 P Direct
Common Stock Acquisiton 2012-12-14 25,000 $0.00 2,682,022 No 4 G Indirect Wife
Common Stock Disposition 2012-12-14 50,000 $0.00 2,632,022 No 4 G Indirect Daughter
Common Stock Disposition 2012-12-31 200,000 $0.00 2,432,022 No 4 G Indirect Daughter
Common Stock Disposition 2012-12-31 20,000 $0.00 2,412,022 No 4 G Indirect Mother
Common Stock Acquisiton 2013-01-08 500 $2.50 2,412,522 No 4 P Direct
Common Stock Acquisiton 2013-01-04 100 $2.50 2,412,622 No 4 P Indirect Wife
Common Stock Acquisiton 2013-02-13 1,300 $1.25 2,413,922 No 4 P Indirect Wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 G Indirect Wife
No 4 G Indirect Daughter
No 4 P Direct
No 4 P Direct
No 4 G Indirect Wife
No 4 G Indirect Daughter
No 4 G Indirect Daughter
No 4 G Indirect Mother
No 4 P Direct
No 4 P Indirect Wife
No 4 P Indirect Wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Warrant Warrant Acquisiton 2012-10-22 880,556 $0.16 880,556 $0.16
Warrant Warrant Acquisiton 2012-11-28 154,753 $1.60 154,753 $1.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,547,515 2012-10-22 2012-10-22 No 4 P Direct
0 2012-11-28 2012-12-31 No 4 P Direct
Footnotes
  1. Effective October 23, 2012, the Company filed a Certificate of Amendment to effect a reverse stock split of the Company's outstanding Common Stock at an exchange ratio of 1-for-10, at which time every ten (10) shares of issued and outstanding Common Stock was automatically combined into one (1) issued and outstanding shares of Common Stock, without any change to the par value per share. The Company did not issue any fractional shares in connection with the reverse stock split but the number of shares were rounded up to the next whole number.
  2. The warrants were exercised and then transferred to a third party.