Filing Details
- Accession Number:
- 0001144204-13-008634
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-14 10:36:45
- Reporting Period:
- 2012-10-22
- Filing Date:
- 2013-02-14
- Accepted Time:
- 2013-02-14 10:36:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1537834 | Richfield Oil & Gas Co | ROIL | Drilling Oil & Gas Wells (1381) | 352404100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544490 | Garry Glenn Macneil | 15 W. South Temple Suite 1050 Salt Lake City UT 84101 | Cfo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-22 | 880,556 | $0.16 | 23,995,105 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 154,753 | $1.60 | 2,554,264 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 5,958 | $2.50 | 2,560,222 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-30 | 96,800 | $2.50 | 2,657,022 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-11 | 207,511 | $0.00 | 2,657,022 | No | 4 | G | Indirect | Wife |
Common Stock | Disposition | 2012-12-11 | 50,000 | $0.00 | 2,607,022 | No | 4 | G | Indirect | Daughter |
Common Stock | Acquisiton | 2012-12-14 | 25,000 | $2.50 | 2,632,022 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 50,000 | $2.50 | 2,682,022 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-14 | 25,000 | $0.00 | 2,682,022 | No | 4 | G | Indirect | Wife |
Common Stock | Disposition | 2012-12-14 | 50,000 | $0.00 | 2,632,022 | No | 4 | G | Indirect | Daughter |
Common Stock | Disposition | 2012-12-31 | 200,000 | $0.00 | 2,432,022 | No | 4 | G | Indirect | Daughter |
Common Stock | Disposition | 2012-12-31 | 20,000 | $0.00 | 2,412,022 | No | 4 | G | Indirect | Mother |
Common Stock | Acquisiton | 2013-01-08 | 500 | $2.50 | 2,412,522 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-01-04 | 100 | $2.50 | 2,412,622 | No | 4 | P | Indirect | Wife |
Common Stock | Acquisiton | 2013-02-13 | 1,300 | $1.25 | 2,413,922 | No | 4 | P | Indirect | Wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | G | Indirect | Wife |
No | 4 | G | Indirect | Daughter |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | G | Indirect | Wife |
No | 4 | G | Indirect | Daughter |
No | 4 | G | Indirect | Daughter |
No | 4 | G | Indirect | Mother |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Wife |
No | 4 | P | Indirect | Wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Warrant | Warrant | Acquisiton | 2012-10-22 | 880,556 | $0.16 | 880,556 | $0.16 |
Warrant | Warrant | Acquisiton | 2012-11-28 | 154,753 | $1.60 | 154,753 | $1.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,547,515 | 2012-10-22 | 2012-10-22 | No | 4 | P | Direct |
0 | 2012-11-28 | 2012-12-31 | No | 4 | P | Direct |
Footnotes
- Effective October 23, 2012, the Company filed a Certificate of Amendment to effect a reverse stock split of the Company's outstanding Common Stock at an exchange ratio of 1-for-10, at which time every ten (10) shares of issued and outstanding Common Stock was automatically combined into one (1) issued and outstanding shares of Common Stock, without any change to the par value per share. The Company did not issue any fractional shares in connection with the reverse stock split but the number of shares were rounded up to the next whole number.
- The warrants were exercised and then transferred to a third party.