Filing Details
- Accession Number:
- 0000892222-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 20:11:10
- Reporting Period:
- 2013-02-12
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 20:11:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
892222 | Craft Brew Alliance Inc. | BREW | Malt Beverages (2082) | 911141254 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438841 | Iv J Martin Wall | 929 North Russell Street Portland OR 97227 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-12 | 4,110 | $1.25 | 6,207 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-12 | 7,644 | $2.39 | 13,851 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-12 | 11,754 | $6.65 | 2,097 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2013-02-12 | 4,110 | $0.00 | 4,110 | $1.25 |
Common Stock | Employee Stock Option | Disposition | 2013-02-12 | 7,644 | $0.00 | 7,644 | $2.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-02-11 | 2019-02-11 | No | 4 | M | Direct |
0 | 2012-04-01 | 2020-04-01 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average sales price. The prices actually received range from $6.60 to $6.77. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.