Filing Details
- Accession Number:
- 0001158449-13-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 19:11:17
- Reporting Period:
- 2013-02-12
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 19:11:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1426811 | A Michael Norona | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | Evp, Cfo & Assistant Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-12 | 47,982 | $25.81 | 130,043 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-12 | 29,987 | $78.47 | 100,056 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-12 | 17,615 | $78.26 | 82,441 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-13 | 47,983 | $25.81 | 130,424 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-13 | 31,824 | $78.42 | 98,600 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-13 | 16,159 | $78.45 | 82,441 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-02-12 | 47,982 | $0.00 | 47,982 | $25.81 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-02-13 | 47,983 | $0.00 | 47,983 | $25.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-01 | 2015-11-17 | No | 4 | M | Direct |
| 0 | 2015-11-17 | No | 4 | M | Direct |
Footnotes
- Represents the exercise by Mr. Norona of his stock appreciation rights (SARs), consistent with Mr. Norona's regular investment diversification practice. Following this transaction, Mr. Norona retains a substantial ownership commitment in beneficially owned stock and vested employee SARs, and he continues to more than satisfy the Company's stock ownership guidelines for executive officers by holding approximately four times the minimum requirement.
- Represents shares withheld to satisfy exercise price and tax withholding obligation upon the exercise of SARs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.07 to $78.44. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.39 to $78.51. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares became exercisable in three approximately equal annual installments beginning on November 17, 2009.
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