Filing Details
- Accession Number:
- 0001181431-13-009270
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 18:20:36
- Reporting Period:
- 2012-02-24
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 18:20:36
- Original Submission Date:
- 2012-02-29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866970 | Lighting Science Group Corp | LSCG | Electric Lighting & Wiring Equipment (3640) | 232596710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513990 | Leon Wagner | Building 2A, 1227 South Patrick Drive Satellite Beach FL 32937 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-24 | 166,000 | $0.00 | 1,183,563 | No | 4 | P | Direct | |
Series G Preferred Stock | Acquisiton | 2012-02-24 | 2,000 | $0.00 | 3,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- On February 24, 2012, the reporting person entered into a Series G Unit Subscription Agreement with the Issuer pursuant to which the Issuer agreed to issue 2,000 units (the ""Series G Units") of the Issuer's securities to the reporting person at a price per Series G Unit of $1,000 and total consideration of $2,000,000. Each Series G Unit consisted of: (i) one share of the Company's Series G Preferred Stock, par value $0.001 per share ("Series G Preferred Stock"), and (ii) eighty-three (83) shares of the Company's Common Stock, par value $0.001 per share.
- This amendment is filed to correct the amount of Series G Preferred Stock reported as beneficially owned by the reporting person following the reported transaction.