Filing Details
- Accession Number:
- 0001113433-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 17:48:39
- Reporting Period:
- 2013-02-11
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 17:48:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052100 | Waddell & Reed Financial Inc | WDR | Security Brokers, Dealers & Flotation Companies (6211) | 510261715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1113433 | D Michael Strohm | 6300 Lamar Avenue Overland Park KS 66202 | Svp & Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Disposition | 2013-02-11 | 25,440 | $40.98 | 0 | No | 4 | S | Indirect | Personal Trust |
| Class A Common | Disposition | 2013-02-11 | 12,900 | $40.94 | 0 | No | 4 | S | Indirect | Spouse's Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Personal Trust |
| No | 4 | S | Indirect | Spouse's Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 163,653 | Direct |
Footnotes
- These shares were held in trust for the benefit of Mr. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust
- These shares were held in trust for the benefit of Mrs. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $40.97 to $41.02, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3.
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $40.915 to $40.9515, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4.
Billionaire Hedge Funds
