Filing Details

Accession Number:
0001225208-13-003977
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-13 17:10:17
Reporting Period:
2013-02-11
Filing Date:
2013-02-13
Accepted Time:
2013-02-13 17:10:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449365 Alain Bellemare One Financial Plaza
Hartford CT 06101
Pres. & Ceo, Utc Prop. & Aero. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-11 22,504 $89.61 48,558 No 4 A Direct
Common Stock Disposition 2013-02-11 10,059 $89.61 38,499 No 4 F Direct
Common Stock Disposition 2013-02-12 1,350 $89.91 37,149 No 4 S Direct
Common Stock Disposition 2013-02-12 7,336 $89.91 29,813 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,757 Indirect By Savings Plan Trustee
Footnotes
  1. The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.