Filing Details
- Accession Number:
- 0000908662-13-000095
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 16:36:11
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 16:36:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1373561 | Newstar Financial Inc. | NEWS | Finance Lessors (6172) | 542157878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1549022 | J John Frishkopf | C/O Newstar Financial, Inc. 500 Boylston Street, Suite 1250 Boston MA 02116 | Head - Treasury & Asset Mgmt. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-10 | 4,800 | $12.33 | 440,861 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-12-14 | 2,250 | $0.00 | 438,611 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 1,000 | Indirect | By Spouse |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.23 to $12.48, inclusive. The reporting person undertakes to provide NewStar Financial, Inc., any security holder of NewStar Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.