Filing Details
- Accession Number:
- 0001144204-13-008186
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 15:56:56
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 15:56:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175151 | Cytosorbents Corp | CTSO | Surgical & Medical Instruments & Apparatus (3841) | 980373793 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569283 | Ronald Berger | 7 Deerpark Drive Ste K Monmouth Junction NJ 08852 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2006-08-11 | 500 | $3.72 | 6,500 | No | 4 | P | Indirect | Spouse |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2007-06-21 | 1,000 | $0.55 | 6,500 | No | 4 | P | Indirect | Spouse |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2007-08-27 | 5,000 | $0.55 | 6,500 | No | 4 | P | Indirect | Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Spouse |
No | 4 | P | Indirect | Spouse |
No | 4 | P | Indirect | Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Series B Preferred Stock | Acquisiton | 2009-10-05 | 69 | $0.00 | 190,138 | $0.04 |
Common Stock, Par Value $0.001 | Convertible Note | Acquisiton | 2010-10-22 | 0 | $0.10 | 58,011 | $0.10 |
Common Stock, Par Value $0.001 | Warrants | Acquisiton | 2010-10-22 | 43,333 | $0.00 | 43,333 | $0.00 |
Common Stock, Par Value $0.001 Per Share | Stock Options | Acquisiton | 2010-01-04 | 15,000 | $0.00 | 15,000 | $0.17 |
Common Stock, Par Value $0.001 Per Share | Stock Options | Acquisiton | 2009-01-28 | 15,000 | $0.00 | 15,000 | $0.17 |
Common Stock, Par Value $0.001 Per Share | Stock Options | Acquisiton | 2012-01-18 | 30,000 | $0.00 | 30,000 | $0.17 |
Common Stock, Par Value $0.001 Per Share | Stock Options | Acquisiton | 2008-01-16 | 9,000 | $0.00 | 9,000 | $0.25 |
Common Stock, Par Value $0.001 Per Share | Stock Options | Acquisiton | 2011-01-06 | 75,000 | $0.00 | 75,000 | $0.14 |
Common Stock, Par Value $0.001 Per Share | Stock Options | Acquisiton | 2008-06-25 | 9,000 | $0.00 | 9,000 | $0.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
69 | No | 4 | P | Direct | ||
0 | 2012-10-22 | No | 4 | P | Direct | |
43,333 | No | 4 | P | Direct | ||
153,000 | 2010-01-04 | 2015-01-04 | No | 4 | A | Direct |
153,000 | 2009-01-28 | 2014-01-28 | No | 4 | A | Direct |
153,000 | 2012-01-18 | 2017-01-18 | No | 4 | A | Direct |
153,000 | 2008-01-16 | 2013-01-16 | No | 4 | A | Direct |
153,000 | 2011-01-06 | 2016-01-06 | No | 4 | A | Direct |
153,000 | 2008-06-25 | 2013-06-25 | No | 4 | A | Direct |
Footnotes
- The conversation rate of these securities is one share of the Issuer's Common Stock for each $0.0362 of stated value or accrued but unpaid dividends being converted, subject to adjustment. Each share of the Series B Preferred Stock has a stated value of $100.
- Immediately exercisable.
- Not applicable.
- The convertible note has expired as of October 22, 2012. Accordingly, the note is convertible into 58,011 shares of Common Stock (the aggregate amount of principal plus accrued interest) at maturity. The Company has not yet issued the corresponding shares, however, intends to do so promptly.
- In connection with the Convertible Note, Ronald Berger holds the following warrants: (i) 8,333 warrants with an exercise price of $0.15, (ii) 10,000 warrants with an exercise price of $0.125, and (iii) 25,000 warrants with an exercise price of $0.10.
- The stock options were issued as compensation for services rendered.
- Includes all of the options to purchase Common Stock by Ronald Berger.