Filing Details

Accession Number:
0001209191-13-008351
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-13 15:54:10
Reporting Period:
2013-02-12
Filing Date:
2013-02-13
Accepted Time:
2013-02-13 15:54:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561627 Exone Co XONE Printing Trades Machinery & Equipment (3555) 261480640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1049495 Kent S Rockwell 127 Industry Boulevard
North Huntingdon PA 15642
Chair And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2013-02-12 1,366,694 $0.00 5,542,694 No 4 C Indirect By S. Kent Rockwell Revocable Trust
Common Stock, Par Value $0.01 Disposition 2013-02-12 611,667 $16.74 4,931,027 No 4 S Indirect By S. Kent Rockwell Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By S. Kent Rockwell Revocable Trust
No 4 S Indirect By S. Kent Rockwell Revocable Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Class A Preferred Stock $0.00 2013-01-01 2013-02-12 1,366,694 0 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-02-12 1,366,694 0 Indirect
Footnotes
  1. S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. This filing includes Rockwell Forest Products as the 10% holder of 4,176,000 shares.
  2. S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Holdings, Inc. which was the record holder of the preferred shares that were converted into common shares and is the record holder of the resulting common shares.