Filing Details
- Accession Number:
- 0001209191-13-008351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 15:54:10
- Reporting Period:
- 2013-02-12
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 15:54:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561627 | Exone Co | XONE | Printing Trades Machinery & Equipment (3555) | 261480640 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1049495 | Kent S Rockwell | 127 Industry Boulevard North Huntingdon PA 15642 | Chair And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2013-02-12 | 1,366,694 | $0.00 | 5,542,694 | No | 4 | C | Indirect | By S. Kent Rockwell Revocable Trust |
Common Stock, Par Value $0.01 | Disposition | 2013-02-12 | 611,667 | $16.74 | 4,931,027 | No | 4 | S | Indirect | By S. Kent Rockwell Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By S. Kent Rockwell Revocable Trust |
No | 4 | S | Indirect | By S. Kent Rockwell Revocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Class A Preferred Stock | $0.00 | 2013-01-01 | 2013-02-12 | 1,366,694 | 0 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-02-12 | 1,366,694 | 0 | Indirect |
Footnotes
- S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. This filing includes Rockwell Forest Products as the 10% holder of 4,176,000 shares.
- S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Holdings, Inc. which was the record holder of the preferred shares that were converted into common shares and is the record holder of the resulting common shares.