Filing Details
- Accession Number:
- 0001181431-13-009079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 14:07:12
- Reporting Period:
- 2013-02-11
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 14:07:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001115 | Geospace Technologies Corp | GEOS | Measuring & Controlling Devices, Nec (3829) | 760447780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1049652 | D Gary Owens | 7007 Pinemont Drive Houston TX 77040 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-02-11 | 10,552 | $8.78 | 231,576 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-02-11 | 1,668 | $106.02 | 229,908 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-02-11 | 8,679 | $106.76 | 221,229 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-02-11 | 205 | $107.67 | 221,024 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-02-12 | 6,948 | $8.78 | 227,972 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-02-12 | 6,948 | $106.99 | 221,024 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-02-12 | 220,260 | $102.75 | 0 | No | 4 | S | Indirect | By the Owens 2008 Grandchildren's Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By the Owens 2008 Grandchildren's Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Options (right to buy) | Disposition | 2013-02-11 | 10,552 | $0.00 | 10,552 | $8.78 |
Common Stock, Par Value $.01 Per Share | Options (right to buy) | Disposition | 2013-02-12 | 6,948 | $0.00 | 6,948 | $8.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,948 | 2012-12-05 | 2018-12-05 | No | 4 | M | Direct |
0 | 2012-12-05 | 2018-12-05 | No | 4 | M | Direct |
Footnotes
- These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
- On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 110,512 additional shares of common stock, indirect ownership of 110,130 additional shares of common stock, and 8,750 additional options whose strike price was reduced to $8.78.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.53 to $106.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.57 to $107.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.