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Filing Details

Accession Number:: 0001225208-13-003937
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-13 13:40:38
Reporting Period:: 2013-02-11

Filing Date:: 2013-02-13
Accepted Time:: 2013-02-13 13:40:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182775	A Thomas James	880 Carillon Parkway St. Petersburg FL 33716	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-02-11	15,513	$45.44	12,434,281	No	4	S	Direct
Common Stock	Disposition	2013-02-12	52,419	$45.40	12,381,862	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,026,421	Indirect	ESOP
Common Stock	711,305	Indirect	Helen James Minck Trust
Common Stock	121,931	Indirect	James' Grandchildren's Trust
Common Stock	1,325,508	Indirect	Robert A. James Trust
Common Stock	48,087	Indirect	Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Restricted Stock Units	$0.00	2015-09-30	2016-03-15	2,936	2,936	Direct
Common Stock	Restricted Stock Units	$0.00	2015-12-14	2015-12-14	2,936	2,936	Direct
Common Stock	Restricted Stock Units	$0.00	2013-12-15	2013-12-15	11,908	11,908	Direct
Common Stock	Restricted Stock Units	$0.00	2014-12-15	2014-12-15	10,312	10,312	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-03-15	2,936	2,936	Direct
2015-12-14	2,936	2,936	Direct
2013-12-15	11,908	11,908	Direct
2014-12-15	10,312	10,312	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $45.50, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $45.41, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Includes number of shares acquired under ESOP through February 11, 2013.
The reporting person became the beneficial owner of these shares as a result of becoming the successor trustee on September 26, 2011 under the Helen James Minck Trust U/A DTD February 4, 1960, as further Amended and Restated on April 9, 2009. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
The reporting person is the trustee of the Trust. These securities are held in the Trust for the benefit of the grandchildren of the reporting person's father. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The reporting person is the trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
The vesting of these performance-vesting RSUs will be determined no later than March 15, 2016 based on the issuer's three-year average after-tax return on equity, on a GAAP basis, for the fiscal years 2013, 2014 and 2015 (the "ROE"), with vesting percentages ranging from zero to 150% of face number of RSUs based on the ROE ranging from less than 6% to equal to or greater than 18%.