Filing Details

Accession Number:
0001104659-13-009847
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-12 21:55:06
Reporting Period:
2013-02-08
Filing Date:
2013-02-12
Accepted Time:
2013-02-12 21:55:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527590 Zais Financial Corp. ZFC Real Estate Investment Trusts (6798) 900729143
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568766 Denise Crowley C/O Zais Financial Corp.
Two Bridge Avenue, Suite 322
Red Bank NJ 07701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-08 5,000 $19.96 11,437 No 4 P Indirect By DCDE LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By DCDE LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.94 to $20.00, inclusive. The Reporting Person undertakes to provide ZAIS Financial Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. The shares of Common Stock are held through the accounts of DCDE LLC, of which the Reporting Person is the managing member.