Filing Details
- Accession Number:
- 0001225208-13-003871
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-12 19:41:41
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2013-02-12
- Accepted Time:
- 2013-02-12 19:41:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1440661 | C Paul Redmond | One Edwards Way Irvine CA 92614 | Cvp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-03 | 2,400 | $22.01 | 23,778 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-01-03 | 700 | $24.88 | 24,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-03 | 3,100 | $73.00 | 21,378 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2012-01-03 | 2,400 | $0.00 | 2,400 | $22.01 |
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2012-01-03 | 700 | $0.00 | 700 | $24.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,400 | 2009-02-14 | 2015-02-13 | No | 4 | M | Direct |
| 34,300 | 2008-07-12 | 2014-07-11 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2011.
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person. This amount includes quarterly acquisition of shares under the Edwards Lifesciences Corporation Employee Stock Purchase Plan as reflected on the most recent report of the plan administrator.
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
Billionaire Hedge Funds
