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Home > Insider Trading > Filing (0001313606-13-000001)

Filing Details

Accession Number:: 0001313606-13-000001
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2013-02-12 17:30:12
Reporting Period:: 2012-12-31

Filing Date:: 2013-02-12
Accepted Time:: 2013-02-12 17:30:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1096339	Saratoga Resources Inc	SARA	Oil & Gas Field Exploration Services (1382)	760314489

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1313606	Iv William John Rhea	317 Explorer Austin TX 78734		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-11-06	550	$4.93	14,909	No	4	S	Direct
Common Stock	Disposition	2012-11-07	550	$4.78	14,909	No	4	S	Direct
Common Stock	Disposition	2012-11-08	815	$4.51	14,909	No	4	S	Direct
Common Stock	Disposition	2012-11-09	1,800	$4.24	14,909	No	4	S	Direct
Common Stock	Disposition	2012-11-15	1,550	$3.95	14,909	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$6.65	2012-06-18	2019-06-17	35,000	35,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-06-17	35,000	35,000	Direct

Footnotes

Date shown is grant date. Option vests 50% on grant date and 50% on the first anniversary of the grant date.