Filing Details

Accession Number:
0001225208-13-003820
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-12 17:15:36
Reporting Period:
2013-02-08
Filing Date:
2013-02-12
Accepted Time:
2013-02-12 17:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467127 P John Baker Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
Gm, Corp Strat,Bus Dev & Susta No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-08 2,668 $22.63 4,520 No 4 M Direct
Common Stock Disposition 2013-02-08 460 $52.86 4,060 No 4 F Direct
Common Stock Disposition 2013-02-08 2,668 $53.16 1,392 No 4 S Direct
Common Stock Disposition 2013-02-08 13,030 $52.86 1,539 No 4 J Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 J Indirect By 401(k)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-02-08 2,668 $0.00 2,668 $22.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,334 2011-02-10 2020-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 7,803 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $51.78 2014-02-04 2023-02-04 3,873 3,873 Direct
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 3,978 3,978 Direct
Common Stock Stock Option (right to buy) $41.33 2012-02-09 2021-02-09 2,271 2,271 Direct
Common Stock Stock Option (right to buy) $12.30 2010-02-12 2019-02-12 2,054 2,054 Direct
Common Stock Stock Option (right to buy) $68.91 2008-02-14 2017-02-14 951 951 Direct
Common Stock Stock Option (right to buy) $61.20 2006-02-15 2015-02-15 1,102 1,102 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-04 3,873 3,873 Direct
2022-02-06 3,978 3,978 Direct
2021-02-09 2,271 2,271 Direct
2019-02-12 2,054 2,054 Direct
2017-02-14 951 951 Direct
2015-02-15 1,102 1,102 Direct
Footnotes
  1. On 2/8/2013, 1308 shares of restricted stock vested. 460 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 848 shares are now reflected as common stock.
  2. On 2/8/2013, Mr. Baker rebalanced the holdings in his 401(k) account.
  3. The shares of unvested restricted stock granted 2/12/09 were granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan and are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10, 2/9/11, 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
  4. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  5. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
  6. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
  7. Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
  8. All options are currently exercisable.