Filing Details
- Accession Number:
- 0001209191-13-008052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-12 16:13:42
- Reporting Period:
- 2013-02-08
- Filing Date:
- 2013-02-12
- Accepted Time:
- 2013-02-12 16:13:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174746 | Intercontinentalexchange Inc | ICE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343869 | S David Goone | 2100 Riveredge Parkway Suite 500 Atlanta GA 30328 | Sr Vp, Chief Strategic Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-08 | 8,991 | $0.00 | 33,461 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-02-08 | 1,408 | $149.00 | 32,053 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-02-12 | 9,938 | $150.00 | 22,115 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-12 | 742 | $80.17 | 22,857 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-12 | 2,339 | $106.00 | 25,196 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-12 | 742 | $0.00 | 742 | $80.17 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-12 | 2,339 | $0.00 | 2,339 | $106.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,249 | 2018-12-16 | No | 4 | M | Direct | |
6,802 | 2019-12-10 | No | 4 | M | Direct |
Footnotes
- Represents shares of performance based restricted stock units granted to the filing person on January 17, 2012. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2012 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vests over three years (1/3 on February 8, 2013; 1/3 on January 1, 2014; and 1/3 on January 1, 2015). Of the 8,991 shares, 2,997 shares were issued on February 8, 2012, of which 1,408 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 5,994 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld at the time the shares are issued.
- Represents shares of Common Stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
- The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- These options are fully vested.