Filing Details

Accession Number:
0000919574-13-000779
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-12 14:56:53
Reporting Period:
2012-11-09
Filing Date:
2013-02-12
Accepted Time:
2013-02-12 14:56:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350072 Cms Bancorp Inc. CMSB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362224 Cross River Partners Lp 456 Main Street, 2Nd Floor
Ridgefield CT 06877
No No Yes No
1403043 Cross River Capital Management Llc 456 Main Street, 2Nd Floor
Ridgefield CT 06877
No No Yes No
1450103 Richard Murphy C/O Cross River Capital Management Llc
456 Main Street, 2Nd Floor
Ridgefield CT 06877
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-09 3,200 $7.90 189,537 No 4 P Direct
Common Stock Acquisiton 2012-12-06 1,000 $7.83 190,537 No 4 P Direct
Common Stock Acquisiton 2012-12-07 1,000 $7.90 191,537 No 4 P Direct
Common Stock Acquisiton 2012-12-18 1,000 $7.83 192,537 No 4 P Direct
Common Stock Acquisiton 2012-12-26 100 $7.85 192,637 No 4 P Direct
Common Stock Acquisiton 2012-12-27 1,000 $7.89 193,637 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 189,537 Indirect See footnote
Common Stock 190,537 Indirect See footnote
Common Stock 191,537 Indirect See footnote
Common Stock 192,537 Indirect See footnote
Common Stock 192,637 Indirect See footnote
Common Stock 193,637 Indirect See footnote
Footnotes
  1. The reported securities are directly owned by Cross River Partners LP.
  2. The reported securities are directly owned by Cross River Partners LP a limited partnership managed by Cross River Capital Management LLC, and may be deemed indirectly beneficially owned by Cross River Capital Management LLC as the investment manager of Cross River Partners LP. The reported securities may also be deemed indirectly beneficially owned by Richard Murphy as Managing Member of Cross River Capital Management LLC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.