Filing Details
- Accession Number:
- 0000919574-13-000779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-12 14:56:53
- Reporting Period:
- 2012-11-09
- Filing Date:
- 2013-02-12
- Accepted Time:
- 2013-02-12 14:56:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350072 | Cms Bancorp Inc. | CMSB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362224 | Cross River Partners Lp | 456 Main Street, 2Nd Floor Ridgefield CT 06877 | No | No | Yes | No | |
1403043 | Cross River Capital Management Llc | 456 Main Street, 2Nd Floor Ridgefield CT 06877 | No | No | Yes | No | |
1450103 | Richard Murphy | C/O Cross River Capital Management Llc 456 Main Street, 2Nd Floor Ridgefield CT 06877 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-09 | 3,200 | $7.90 | 189,537 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-06 | 1,000 | $7.83 | 190,537 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-07 | 1,000 | $7.90 | 191,537 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-18 | 1,000 | $7.83 | 192,537 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-26 | 100 | $7.85 | 192,637 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 1,000 | $7.89 | 193,637 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 189,537 | Indirect | See footnote |
Common Stock | 190,537 | Indirect | See footnote |
Common Stock | 191,537 | Indirect | See footnote |
Common Stock | 192,537 | Indirect | See footnote |
Common Stock | 192,637 | Indirect | See footnote |
Common Stock | 193,637 | Indirect | See footnote |
Footnotes
- The reported securities are directly owned by Cross River Partners LP.
- The reported securities are directly owned by Cross River Partners LP a limited partnership managed by Cross River Capital Management LLC, and may be deemed indirectly beneficially owned by Cross River Capital Management LLC as the investment manager of Cross River Partners LP. The reported securities may also be deemed indirectly beneficially owned by Richard Murphy as Managing Member of Cross River Capital Management LLC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.