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Filing Details

Accession Number:: 0001179110-13-002447
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-12 13:30:50
Reporting Period:: 2013-02-08

Filing Date:: 2013-02-12
Accepted Time:: 2013-02-12 13:30:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1386926	Kkr Financial Holdings Llc	KFN	Finance Services (6199)	113801844

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1192055	Paul Hazen	C/O Kkr Financial Holdings Llc 555 California Street, 50Th Floor San Francisco CA 94104		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2013-02-08	5,200	$11.22	646,189	No	4	P	Direct
Common Shares	Acquisiton	2013-02-08	3,500	$11.21	3,500	No	4	P	Indirect	See Footnote
Common Shares	Acquisiton	2013-02-08	1,750	$11.21	1,750	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	17,467	Indirect	See Footnote
Common Shares	23,000	Indirect	See Footnote
Common Shares	15,850	Indirect	See Footnote

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.215 to $11.23 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
Consists of 3,500 common shares acquired by the Cassandra L La Ruffa Revocable Trust (the "Cassandra Trust"), for which Cassandra Hazen is the Trustee. Mr. Hazen shares a household with Cassandra Hazen and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Cassandra Trust.
Consists of 1,750 common shares acquired by Cassandra Hazen. Mr. Hazen shares a household with Cassandra Hazen and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in such common shares.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.205 to $11.21 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 4.
Consists of 17,467 common shares acquired by the Brandt Hazen Gift Trust 2005 (the "Brandt Trust"). Mr. Hazen is an investment advisor to the Brandt Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brandt Trust.
Consists of 23,000 common shares acquired by the Brooke Hazen 2005 Gift Trust (the "Brooke Trust"). Mr. Hazen is an investment advisor to the Brooke Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Brooke Trust.
Consists of 15,850 common shares acquired by the David Duron 2005 Gift Trust (the "Duron Trust"). Mr. Hazen is an investment advisor to the Duron Trust and therefore may be deemed to have beneficial ownership of such common shares. Mr. Hazen disclaims any beneficial ownership in all common shares held in the Duron Trust.