Filing Details

Accession Number:
0000091142-13-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-12 11:02:27
Reporting Period:
2013-02-11
Filing Date:
2013-02-12
Accepted Time:
2013-02-12 11:02:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566398 T Charles Lauber A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vp, Strategy & Planning No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-11 2,850 $27.93 7,613 No 4 M Direct
Common Stock Acquisiton 2013-02-11 1,333 $43.12 8,946 No 4 M Direct
Common Stock Disposition 2013-02-11 4,183 $69.57 4,763 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-02-11 2,850 $0.00 2,850 $27.93
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-02-11 1,333 $0.00 1,333 $43.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,400 2020-02-08 No 4 M Direct
3,067 2021-02-07 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/08/2011.
  2. The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.