Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001251109-13-000009)

Filing Details

Accession Number:: 0001251109-13-000009
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2013-02-12 10:58:17
Reporting Period:: 2012-12-31

Filing Date:: 2013-02-12
Accepted Time:: 2013-02-12 10:58:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1162283	Morgan Group Holding Co	MGHL	Blank Checks (6770)	134196940

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1005385	/Ny P Walter Carucci	C/O Carr Securities Corp 14 Vanderventer Avenue, Suite 210 Port Washington NY 11050		No	No	Yes	Yes
1240139	Bernard Zimmerman	18 High Meadow Rd Weston CT 06883		No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Disposition	2012-10-23	8,290	$0.20	425,599	No	4	S	Indirect	See Footnote 2
Common Stock, $0.01 Par Value	Disposition	2012-10-24	3,300	$0.25	425,599	No	4	S	Indirect	See Footnote 3
Common Stock, $0.01 Par Value	Acquisiton	2012-11-13	400	$0.16	425,599	No	4	P	Indirect	See Footnote 3
Common Stock, $0.01 Par Value	Acquisiton	2012-11-26	1,200	$0.16	425,599	No	4	P	Indirect	See Footnote 3

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote 2
No	4	S	Indirect	See Footnote 3
No	4	P	Indirect	See Footnote 3
No	4	P	Indirect	See Footnote 3

Footnotes

This Group filing reflects 177,999 shares of the Issuer owned by Walter P. Carucci, 31,500 shares of the Issuer owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 216,100 shares of the Issuer owned by Bernard Zimmerman & Company, Inc., the other Reporting Person for this Group filing.
By Carr Securities Corporation, of which Walter P. Carucci is the President.
By Uncle Mills Partners, of which Mr. Carucci is a partner.