Filing Details
- Accession Number:
- 0001120295-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-11 20:11:26
- Reporting Period:
- 2013-02-07
- Filing Date:
- 2013-02-11
- Accepted Time:
- 2013-02-11 20:11:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120295 | Ixia | XXIA | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 954635982 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418363 | Alan Grahame | C/O Ixia 26601 West Agoura Road Calabasas CA 91302 | Sr. Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-07 | 12,500 | $0.00 | 63,150 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-02-08 | 20,000 | $10.30 | 83,150 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-08 | 20,000 | $20.89 | 63,150 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2013-02-07 | 37,500 | $0.00 | 37,500 | $20.94 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2013-02-08 | 20,000 | $0.00 | 20,000 | $10.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2020-02-07 | No | 4 | A | Direct | |
0 | 2015-12-31 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units for 12,500 shares vest and shares will be issued in 16 equal quarterly installments with the first installment vesting on 5/15/13 and one additional installment vesting on the 15th day of the second calendar month of each of the fifteen calendar quarters thereafter. Each Restricted Stock Unit represents the right to receive one share of Ixia Common Stock to be issued and delivered upon the applicable vesting date.
- Option to purchase 37,500 shares vests and becomes exercisable in sixteen equal quarterly installments commencing 6/30/13.
- Option to purchase 130,000 shares vested and became exercisable as to 32,500 shares on 12/6/08 and as to the remaining 97,500 shares in twelve equal quarterly installments commencing 3/31/09. Option is exercisable as to each installment of vested shares for a period of four years following the vesting date.