Filing Details
- Accession Number:
- 0001206774-13-000530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-11 19:44:18
- Reporting Period:
- 2013-02-08
- Filing Date:
- 2013-02-11
- Accepted Time:
- 2013-02-11 19:44:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247278 | A David Hubbard | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Exec. Vp, Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-08 | 11,900 | $12.73 | 50,480 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-11 | 8,100 | $12.72 | 50,480 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to buy) | Acquisiton | 2013-02-08 | 11,900 | $7.80 | 11,900 | $7.80 |
| Common | Stock Option (Right to buy) | Acquisiton | 2013-02-11 | 8,100 | $7.80 | 8,100 | $7.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,380 | 2004-10-01 | 2013-12-29 | No | 4 | M | Direct |
| 58,580 | 2004-10-01 | 2013-12-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2012. The price reported is the weighted average sale price of sales ranging from $12.56 to $12.80 per share.
- The total 50,480 shares of common stock included 15,000 shares restricted stock units ("RSUs") granted to David Hubbard on May 6, 2011, which RSUs vested on May 1, 2013.
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