Filing Details
- Accession Number:
- 0001181431-13-008387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-11 19:23:19
- Reporting Period:
- 2012-02-08
- Filing Date:
- 2013-02-11
- Accepted Time:
- 2013-02-11 19:23:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319815 | Maxwell Technologies Inc | MXWL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 952390133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504064 | M. Van Andrews | 5271 Viewridge Court Suite 100 San Diego CA 92123 | Svp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-02-08 | 530 | $20.65 | 21,779 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-08 | 560 | $10.75 | 21,219 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- This transaction occurred on February 8, 2012, but was erroneously omitted from the Form 4 filed on February 9, 2012.These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the release of the holders' restricted stock award. These shares retained by the Company are retired and the amount was not excess of the amount of the tax liability.
- These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award.
Billionaire Hedge Funds
