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Filing Details

Accession Number:: 0001127602-13-005418
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-11 18:27:48
Reporting Period:: 2013-02-08

Filing Date:: 2013-02-11
Accepted Time:: 2013-02-11 18:27:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1180524	I Kenneth Chenault	3 World Financial Center 200 Vesey St, American Express Tower New York NY 10285	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-02-08	555,208	$43.98	1,371,273	No	4	M	Direct
Common Stock	Disposition	2013-02-08	519,137	$61.85	852,136	No	4	S	Direct
Common Stock	Disposition	2013-02-08	33,507	$61.85	818,629	No	4	S	Direct
Common Stock	Disposition	2013-02-08	91,221	$61.65	727,408	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-02-08	555,208	$0.00	555,208	$43.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-01-26	2014-01-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	26,098	Indirect	By Wife
Common Stock	11,058	Indirect	Wife As Trustee/custodian
Common Stock	59,122	Indirect	by trust fbo children
Common Stock	67,568	Indirect	by trust fbo children
Common Stock	23,388	Indirect	By 401(k) Plan

Footnotes

The amount of securities owned directly by Mr. Chenault reflects a prior gift of 67,568 shares to a trust for the benefit of his children.
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.56 to $62.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The reported disposition represents the sale of a portion of the net shares from the vesting of restricted stock units in 2013; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines.
The reported disposition represents the sale of shares acquired from restricted stock vestings, stock option exercises and/or dividend reinvestment in prior years.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.61 to $61.69. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The amount of securities owned directly by Mrs. Chenault reflects a prior gift of 59,122 shares to a trust for the benefit of her children.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."