Filing Details

Accession Number:
0000091142-13-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-11 17:09:02
Reporting Period:
2013-02-08
Filing Date:
2013-02-11
Accepted Time:
2013-02-11 17:09:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464950 M Wilfridus Brouwer A. O. Smith (China) Investment Co., Ltd.
No. 49 South Zhongshan Rd., 46Th Floor
Nanjing F4 210005
Senior V.p., President Aoscic No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-08 2,250 $0.00 7,110 No 4 M Direct
Common Stock Disposition 2013-02-11 1,180 $69.66 5,930 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-02-08 2,250 $0.00 2,250 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 No 4 M Direct
Footnotes
  1. 2,250 Restricted Stock Units were granted on 02/08/2010, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,250 Restricted Stock Units vested on 02/08/2013. As of result of vesting, the Company is obligated to deliver 2,050 shares of Common Stock to the reporting person.
  2. The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).