Filing Details
- Accession Number:
- 0001213900-13-000623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-11 16:31:52
- Reporting Period:
- 2013-02-07
- Filing Date:
- 2013-02-11
- Accepted Time:
- 2013-02-11 16:31:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415455 | Dubai Holding Llc | Emirates Towers, Offices, Level 49 Po Box 73311 Dubai C0 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Shares | Disposition | 2013-02-07 | 4,911,286 | $10.06 | 33,227,285 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
Footnotes
- Reflects a weighted average sale price of $10.0575 per share, at prices ranging from $10.03 to $10.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Held directly by DIC Poland sp. z.o.o. (acting through its Luxembourg branch), a wholly owned subsidiary of DIC Sahir Limited, which is a wholly owned subsidiary of Dubai International Capital LLC, which is a wholly owned subsidiary of Dubai Holding Investments Group LLC, which is a wholly owned subsidiary of the Reporting Person.
Billionaire Hedge Funds
