Filing Details
- Accession Number:
- 0001251109-13-000008
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-11 16:18:06
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-11
- Accepted Time:
- 2013-02-11 16:18:06
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005385 | /Ny P Walter Carucci | C/O Carr Securities Corp 14 Vanderventer Avenue, Suite 210 Port Washington NY 11050 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Disposition | 2012-01-24 | 5,000 | $0.38 | 246,711 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock, No Par Value | Acquisiton | 2012-01-24 | 3,900 | $0.38 | 246,711 | No | 4 | P | Indirect | See Footnote 2 |
Common Stock, No Par Value | Disposition | 2012-01-24 | 3,900 | $0.38 | 246,711 | No | 4 | S | Indirect | See Footnote 3 |
Common Stock, No Par Value | Acquisiton | 2012-10-25 | 200 | $0.25 | 246,711 | No | 4 | P | Indirect | See Footnote 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | P | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 3 |
No | 4 | P | Indirect | See Footnote 2 |
Footnotes
- This amount reflects 114,396 shares of the Issuer owned by Walter P. Carucci individually, and 132,315 shares owned by Uncle Mills Partners, of which Mr. Carucci is a partner.
- By Carr Securities Corporation, of which Walter P. Carucci is the President.
- By Uncle Mills Partners, of which Mr. Carucci is a partner.