Filing Details
- Accession Number:
- 0001001250-13-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-11 16:15:44
- Reporting Period:
- 2013-02-07
- Filing Date:
- 2013-02-11
- Accepted Time:
- 2013-02-11 16:15:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1432251 | C. Alexandra Trower | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Evp - Global Communications | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-02-07 | 21,668 | $17.00 | 46,937 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-02-07 | 25,224 | $29.04 | 72,161 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-02-07 | 15,344 | $49.09 | 87,505 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-02-07 | 24,619 | $62.25 | 62,886 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2013-02-07 | 21,668 | $0.00 | 21,668 | $17.00 |
Class A Common Stock | Option (right to buy) | Disposition | 2013-02-07 | 25,224 | $0.00 | 25,224 | $29.04 |
Class A Common Stock | Option (right to buy) | Disposition | 2013-02-07 | 15,344 | $0.00 | 15,344 | $49.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-01 | 2019-09-02 | No | 4 | M | Direct |
25,224 | 2012-01-01 | 2020-09-02 | No | 4 | M | Direct |
30,688 | 2013-01-01 | 2021-09-01 | No | 4 | M | Direct |
Footnotes
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,666 shares exercisable from and after January 1, 2011; 21,666 shares exercisable from and after January 1, 2012; 21,668 shares exercisable from and after January 1, 2013.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 25,222 shares exercisable from and after January 1, 2012; 25,224 shares exercisable from and after January 1, 2013; 25,224 shares exercisable from and after January 1, 2014.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,344 shares exercisable from and after January 1, 2013; 15,344 shares exercisable from and after January 1, 2014; 15,344 shares exercisable from and after January 1, 2015.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $62.10 to $62.51 per share, inclusive.
- Not Applicable
- In addition to the remaining options described in the table, the Reporting Person also has options to purchase 39,823 shares of Class A Common Stock at $59.78 per share.