Filing Details
- Accession Number:
- 0000350698-13-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-08 17:44:38
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-02-08
- Accepted Time:
- 2013-02-08 17:44:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228777 | P Jonathan Ferrando | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Evp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-02-06 | 18,500 | $20.08 | 59,500 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-02-06 | 18,500 | $48.05 | 41,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-02-07 | 4,400 | $20.08 | 45,400 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-02-07 | 15,494 | $19.21 | 60,894 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-02-07 | 17,894 | $48.11 | 43,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-02-06 | 18,500 | $0.00 | 18,500 | $20.08 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-02-07 | 4,400 | $0.00 | 4,400 | $20.08 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2013-02-07 | 15,494 | $0.00 | 15,494 | $19.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,400 | 2016-07-31 | No | 4 | M | Direct | |
| 0 | 2016-07-31 | No | 4 | M | Direct | |
| 50,000 | 2017-07-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 1,767 | Indirect | By 401(k) Plan |
Footnotes
- Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
- This transaction was executed in multiple trades at prices ranging from $47.95 to $48.2778. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $48.02 to $48.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of July 31, 2006.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007.
Billionaire Hedge Funds
