Filing Details
- Accession Number:
- 0001127602-13-005083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-08 16:21:35
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-02-08
- Accepted Time:
- 2013-02-08 16:21:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714530 | Newbridge Bancorp | NBBC | State Commercial Banks (6022) | 561348147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250310 | C Kenan Wright | 913 Oak Ridge Drive Eden NC 27288 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-06 | 73 | $5.76 | 10,270 | No | 4 | P | Indirect | Deferred Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Deferred Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,315 | Direct | |
| Common Stock | 5,380 | Indirect | By IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | $14.92 | 2005-01-23 | 2014-01-23 | 8,025 | 8,025 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $16.93 | 2006-01-03 | 2015-01-03 | 8,025 | 8,025 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $15.42 | 2006-10-20 | 2015-10-20 | 10,700 | 10,700 | Direct |
| Common Stock | Series B Preferred Stock | $4.40 | 160,000 | 7,040 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-23 | 8,025 | 8,025 | Direct |
| 2015-01-03 | 8,025 | 8,025 | Direct |
| 2015-10-20 | 10,700 | 10,700 | Direct |
| 160,000 | 7,040 | Indirect |
Footnotes
- Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
- Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100/$4.40.
- The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
- The Series B Preferred Stock is perpetual, and thus has no expiration date.
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