Filing Details

Accession Number:
0001127602-13-005083
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-08 16:21:35
Reporting Period:
2013-02-06
Filing Date:
2013-02-08
Accepted Time:
2013-02-08 16:21:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
714530 Newbridge Bancorp NBBC State Commercial Banks (6022) 561348147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250310 C Kenan Wright 913 Oak Ridge Drive
Eden NC 27288
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-06 73 $5.76 10,270 No 4 P Indirect Deferred Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Deferred Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,315 Direct
Common Stock 5,380 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $14.92 2005-01-23 2014-01-23 8,025 8,025 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $16.93 2006-01-03 2015-01-03 8,025 8,025 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $15.42 2006-10-20 2015-10-20 10,700 10,700 Direct
Common Stock Series B Preferred Stock $4.40 160,000 7,040 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-23 8,025 8,025 Direct
2015-01-03 8,025 8,025 Direct
2015-10-20 10,700 10,700 Direct
160,000 7,040 Indirect
Footnotes
  1. Series B Mandatorily Convertible Adjustable Rate Cumulative Perpetual Preferred Stock
  2. Subject to shareholder approval of the conversion and certain related matters, each share of Series B Preferred Stock, having a liquidation preference of $100 per share, will convert into approximately 22.73 shares of common stock, i.e. $100/$4.40.
  3. The Series B Preferred Stock is convertible into common stock upon shareholder approval of the conversion and certain related matters, in accordance with the Articles of Amendment to the Company's Articles of Incorporation.
  4. The Series B Preferred Stock is perpetual, and thus has no expiration date.