Filing Details
- Accession Number:
- 0001455754-13-000034
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-02-08 16:17:50
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-02-08
- Accepted Time:
- 2013-02-08 16:17:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202671 | E Timothy Delaney | 52 South Broad Street Norwich NY 13815 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2012-12-31 | 79 | $0.00 | 43,661 | No | 5 | J | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2012-12-31 | 5,000 | $19.06 | 48,661 | No | 4 | P | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2012-12-31 | 0 | $0.00 | 243 | No | 5 | J | Indirect | Spouse as custodian |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2012-12-31 | 9 | $0.00 | 252 | No | 5 | J | Indirect | Spouse as custodian |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | P | Direct | |
| No | 5 | J | Indirect | Spouse as custodian |
| No | 5 | J | Indirect | Spouse as custodian |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $21.74 | 2007-05-01 | 2016-05-01 | 500 | 500 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.38 | 2007-02-13 | 2016-02-13 | 167 | 167 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.48 | 2008-05-01 | 2017-05-01 | 500 | 500 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.55 | 2009-05-01 | 2018-05-01 | 500 | 500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-05-01 | 500 | 500 | Direct |
| 2016-02-13 | 167 | 167 | Direct |
| 2017-05-01 | 500 | 500 | Direct |
| 2018-05-01 | 500 | 500 | Direct |
Footnotes
- Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2012 to 12/31/2012 at prices ranging from $ 20.3129 to $22.1973.
- Shares were purchased on 11/16/12 at a share price of $19.062.
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