Filing Details
- Accession Number:
- 0001181431-13-007965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-08 15:51:49
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-02-08
- Accepted Time:
- 2013-02-08 15:51:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1546640 | Adt Corp | ADT | Services-Detective, Guard & Armored Car Services (7381) | 454517261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559293 | Stephen Gribbon | C/O The Adt Corporation 1501 Yamato Road Boca Raton FL 33431 | Senior Vice President, Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-06 | 16,313 | $36.42 | 50,174 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-06 | 3,603 | $18.57 | 53,777 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-06 | 2,992 | $21.62 | 56,769 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-06 | 3,770 | $23.88 | 60,539 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-02-06 | 3,013 | $28.39 | 63,552 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-06 | 41,026 | $48.00 | 22,526 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-06 | 16,313 | $0.00 | 16,313 | $36.42 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-06 | 3,603 | $0.00 | 3,603 | $18.57 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-06 | 2,992 | $0.00 | 2,992 | $21.62 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-06 | 3,770 | $0.00 | 3,770 | $23.88 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-02-06 | 3,013 | $0.00 | 3,013 | $28.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-09 | No | 4 | M | Direct | |
0 | 2018-10-06 | No | 4 | M | Direct | |
2,995 | 2019-09-30 | No | 4 | M | Direct | |
7,541 | 2020-10-11 | No | 4 | M | Direct | |
9,040 | 2021-10-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7 | Indirect | By former spouse as custodian for son |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.88 to $48.13, inclusive. The reporting person undertakes to provide to The ADT Corporation, any security holder of The ADT Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- An option which vested in equal increments on March 10, 2006, 2007 and 2008.
- An option which vested in equal increments on October 7, 2009, 2010, 2011 and 2012.
- An option which vests in equal increments on October 1, 2010, 2011, 2012 and 2013.
- An option which vests in equal increments on October 12, 2011, 2012, 2013 and 2014.
- An option which vests in equal increments on October 12, 2012, 2013, 2014 and 2015.