Filing Details
- Accession Number:
- 0001213184-13-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-07 20:58:28
- Reporting Period:
- 2013-02-05
- Filing Date:
- 2013-02-07
- Accepted Time:
- 2013-02-07 20:58:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213190 | J Robert Phillippy | 1791 Deere Avenue Irvine CA 92606 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-05 | 52,433 | $11.27 | 199,404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-05 | 52,433 | $15.00 | 146,971 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-06 | 22,500 | $11.27 | 169,471 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-02-05 | 52,433 | $0.00 | 52,433 | $11.27 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-02-06 | 22,500 | $0.00 | 22,500 | $11.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,567 | 2013-02-23 | No | 4 | M | Direct | |
| 7,500 | 2013-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 51,714 | Indirect | Held in family trust |
Footnotes
- Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on March 15, 2012.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- Option became fully vested on February 24, 2007.
Billionaire Hedge Funds
