Filing Details

Accession Number:
0001181431-13-007752
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-07 18:22:50
Reporting Period:
2013-02-05
Filing Date:
2013-02-07
Accepted Time:
2013-02-07 18:22:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163165 Conocophillips COP Petroleum Refining (2911) 010562944
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461295 Mae Glenda Schwarz 600 North Dairy Ashford
Houston TX 77079
Vp & Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-07 6,903 $18.59 12,188 No 4 M Direct
Common Stock Disposition 2013-02-07 6,903 $57.59 5,285 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (rights to buy) Disposition 2013-02-07 6,903 $0.00 6,903 $18.59
Common Stock Stock Options (rights to buy) Acquisiton 2013-02-05 37,800 $0.00 37,800 $58.08
Common Stock Stock Units Acquisiton 2013-02-05 1,850 $0.00 1,850 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-10 No 4 M Direct
37,800 2023-02-05 No 4 A Direct
1,850 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,083 Indirect By ConocoPhillips Savings Plan
Footnotes
  1. The stock options become exercisable in three equal annual installments beginning on February 5, 2014.
  2. The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
  3. The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 5, 2018. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
  4. The stock units do not have an expiration date.
  5. Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.
  6. On June 1, 2005, the Common Stock of the issuer split on a 2-for1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split.
  7. In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise price to the fair market value of ConocoPhillips common stock on the distribution date.
  8. Vested in three equal annual installments beginning on February 10, 2004.