Filing Details
- Accession Number:
- 0001209191-13-007141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-07 17:54:07
- Reporting Period:
- 2013-02-05
- Filing Date:
- 2013-02-07
- Accepted Time:
- 2013-02-07 17:54:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364962 | Imperva Inc | IMPV | Services-Prepackaged Software (7372) | 030460133 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533440 | Amichai Shulman | C/O Imperva, Inc. 3400 Bridge Parkway, Suite 200 Redwood Shores CA 94065 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-06 | 9,610 | $35.00 | 442,129 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2013-02-07 | 7,989 | $35.00 | 434,140 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-02-05 | 15,000 | $0.00 | 15,000 | $34.55 |
Common Stock | Restricted Stock Units | Acquisiton | 2013-02-05 | 15,000 | $0.00 | 15,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2023-02-04 | No | 4 | A | Direct | |
15,000 | 2023-02-04 | No | 4 | A | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- The shares are owned of record by Amichai Shulman Holdings 2000 Ltd. The Reporting Person is a director and beneficial owner of the shares held by such entity.
- This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 1, 2013 with the remaining 75% vesting in equal quarterly installments over the next three years. This stock option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
- Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
- The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.