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Filing Details

Accession Number:: 0001209191-13-007120
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-07 17:24:16
Reporting Period:: 2013-02-05

Filing Date:: 2013-02-07
Accepted Time:: 2013-02-07 17:24:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927003	Advanced Energy Industries Inc	AEIS	Electronic Components, Nec (3679)	840846841

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1416894	Yuval Wasserman	1625 Sharp Point Drive Fort Collins CO 80525	President Thin Films Bus. Unit	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-02-05	6,562	$11.21	44,105	No	4	M	Direct
Common Stock	Acquisiton	2013-02-05	18,750	$12.19	62,855	No	4	M	Direct
Common Stock	Acquisiton	2013-02-05	6,562	$12.77	69,417	No	4	M	Direct
Common Stock	Acquisiton	2013-02-05	4,679	$13.70	74,096	No	4	M	Direct
Common Stock	Acquisiton	2013-02-05	3,937	$13.85	78,033	No	4	M	Direct
Common Stock	Disposition	2013-02-05	40,490	$16.00	37,543	No	4	S	Direct
Common Stock	Disposition	2013-02-05	1,500	$16.00	36,043	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-02-05	6,562	$0.00	6,562	$11.21
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-02-05	18,750	$0.00	18,750	$12.19
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-02-05	6,562	$0.00	6,562	$12.77
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-02-05	4,679	$0.00	4,679	$13.70
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-02-05	3,937	$0.00	3,937	$13.85

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,281	2019-07-21	No	4	M	Direct
0	2018-02-15	No	4	M	Direct
5,633	2019-10-27	No	4	M	Direct
1,561	2018-04-22	No	4	M	Direct
11,813	2020-07-20	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/7/2012.
Represents 36,043 shares of Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to 22,915 shares.
The option, representing a right to purchase a total of 9,843 shares, becomes exercisable in four equal annual installments beginning on 7/21/2010, which was the first anniversary of the date on which the option was granted. As of the transaction date, the option has vested as to 9,843 shares.
The option, representing a right to purchase a total of 18,750 shares, becomes exercisable in four equal annual installments beginning on 2/15/2009, which was the first anniversary of the date on which the option was granted. As of the transaction date, the option has vested as to 18,750 shares.
The option, representing a right to purchase a total of 12,195 shares, becomes exercisable in four equal annual installments beginning on 10/27/2010, which was the first anniversary of the date on which the option was granted. As of the transaction date, the option has vested as to 9,843 shares.
The option, representing a right to purchase a total of 6,240 shares, becomes exercisable in four equal annual installments beginning on 4/22/2009, which was the first anniversary of the date on which the option was granted. As of the transaction date, the option has vested as to 6,240 shares.
The option, representing a right to purchase a total of 15,750 shares, becomes exercisable in four equal annual installments beginning on 7/20/2011, which was the first anniversary of the date on which the option was granted. As of the transaction date, the option has vested as to 7,874 shares.