Filing Details
- Accession Number:
- 0001225208-13-003377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-07 16:59:08
- Reporting Period:
- 2013-02-05
- Filing Date:
- 2013-02-07
- Accepted Time:
- 2013-02-07 16:59:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 783005 | Emmis Communications Corp | EMMS | Radio Broadcasting Stations (4832) | 351542018 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1001748 | H Jeffrey Smulyan | 40 Monument Circle Suite 700 Indianapolis IN 46204 | Chairman And Ceo | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-02-05 | 12,500 | $0.30 | 25,362 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-02-05 | 12,500 | $1.80 | 12,862 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-02-06 | 3,700 | $0.30 | 16,562 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-02-06 | 3,700 | $1.81 | 12,862 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option Right To Buy | Disposition | 2013-02-05 | 12,500 | $0.00 | 12,500 | $0.30 |
| Class A Common Stock | Employee Stock Option Right To Buy | Disposition | 2013-02-06 | 3,700 | $0.00 | 3,700 | $0.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 87,289 | 2012-03-02 | 2019-03-02 | No | 4 | M | Direct |
| 83,589 | 2012-03-02 | 2019-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 8,441 | Indirect | By 401(k) Plan |
| Class A Common Stock | 1,231,046 | Indirect | By HSJS, LLC |
| Class A Common Stock | 11,120 | Indirect | By Trusts for Children |
Billionaire Hedge Funds
