Filing Details
- Accession Number:
- 0000845877-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-07 16:58:52
- Reporting Period:
- 2013-02-05
- Filing Date:
- 2013-02-07
- Accepted Time:
- 2013-02-07 16:58:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
845877 | Federal Agricultural Mortgage Corp | AGM | Federal & Federally-Sponsored Credit Agencies (6111) | 521578738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564189 | A Carla Leibold | C/O Farmer Mac 1999 K Street, Nw, 4Th Floor Washington DC 20006 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Acquisiton | 2013-02-05 | 3,334 | $7.78 | 3,334 | No | 4 | M | Direct | |
Class C Non-Voting Common Stock | Acquisiton | 2013-02-05 | 1,667 | $10.43 | 5,001 | No | 4 | M | Direct | |
Class C Non-Voting Common Stock | Disposition | 2013-02-05 | 1,561 | $35.25 | 3,440 | No | 4 | F | Direct | |
Class C Non-Voting Common Stock | Disposition | 2013-02-05 | 1,228 | $35.25 | 2,212 | No | 4 | D | Direct | |
Class C Non-Voting Common Stock | Disposition | 2013-02-06 | 800 | $35.06 | 1,412 | No | 4 | S | Direct | |
Class C Non-Voting Common Stock | Disposition | 2013-02-07 | 1,412 | $34.69 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Stock Appreciation Right | Disposition | 2013-02-05 | 3,334 | $7.78 | 3,334 | $7.78 |
Class C Non-Voting Common Stock | Stock Appreciation Right | Disposition | 2013-02-05 | 1,667 | $10.43 | 1,667 | $10.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,666 | 2019-10-07 | No | 4 | M | Direct | |
3,333 | 2020-10-01 | No | 4 | M | Direct |
Footnotes
- Ms. Leibold received 2,212 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of her partial exercise of 3,334 stock appreciation rights with a grant price of $7.78 per share and her partial exercise of 1,667 stock appreciation rights with a grant price of $10.43 per share. Those partial exercises entitled Ms. Leibold to receive 3,773 shares of the Corporation's Class C Non-Voting Common Stock, and 1,561 shares were retained by the Corporation to satisfy tax withholding requirements arising from the exercises. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of the shares on the exercise date over the grant price.
- Transaction effected pursuant to a trading plan adopted by Ms. Leibold in accordance with Rule 10b5-1.
- Exercisable beginning August 31, 2010 with respect to 1667 shares, beginning August 31, 2011 with respect to 1667 shares, and beginning August 31, 2012 with respect to 1666 shares.
- Exercisable beginning August 31, 2011 with respect to 1667 shares, beginning August 31, 2012 with respect to 1667 shares, and beginning August 31, 2013 with respect to 1666 shares.