Filing Details

Accession Number:
0001001250-13-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-07 16:21:38
Reporting Period:
2013-02-05
Filing Date:
2013-02-07
Accepted Time:
2013-02-07 16:21:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204538 E Sara Moss The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Exec. Vp, Gen. Counsel & Secty No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-02-05 29,683 $17.00 91,845 No 4 M Direct
Class A Common Stock Disposition 2013-02-05 29,683 $65.29 62,162 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Disposition 2013-02-05 29,683 $0.00 29,683 $17.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2011-01-01 2019-09-02 No 4 M Direct
Footnotes
  1. The exercise of the options and sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on August 16, 2012.
  2. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  3. Sales prices range from $65.00 to $65.99 per share, inclusive.
  4. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 23,332 shares exercisable from and after January 1, 2011; 23,334 shares exercisable from and after January 1, 2012; and 23,334 shares exercisable from and after January 1, 2013.
  5. Not applicable.
  6. The Reporting Person also has options to purchase at various prices 224,816 shares of Class A Common Stock, 120,802 of which are currently exercisable.