Filing Details
- Accession Number:
- 0001127602-13-004677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-07 14:24:02
- Reporting Period:
- 2013-02-05
- Filing Date:
- 2013-02-07
- Accepted Time:
- 2013-02-07 14:24:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251016 | H Robert Dickinson | C/O Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-05 | 40,000 | $34.25 | 97,737 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-05 | 40,000 | $38.58 | 57,737 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2013-02-05 | 40,000 | $0.00 | 40,000 | $34.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-08-01 | 2013-08-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $38.56 to $38.62. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
- The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.